Study of Decentralized Distribution Systems: Part I - A General Framework

R. Anupindi, Y. Bassok and E. Zemel

*** Abstract ****

We develop a general framework for the analysis of decentralized distribution systems. Specifically, our distribution system has $N$ retailers who face stochastic demands and hold stocks locally and/or at one or more central locations. An exogenously specified fraction of any unsatisfied demand (demand greater than locally available stock) at a retailer could be satisfied using excess stocks at other retailers and/or stocks held at a central location. We consider inventory ordering and allocation decisions. The operational decisions of inventory and allocation of stocks and the financial decision of allocation of revenues/costs must be made in a way consistent with the individual incentives of the various independent retailers. We develop a ``co-opetitive'' framework for the sequential decisions of inventory and allocation. We introduce the notion of {\em claims} that allows us to separate the ownership (with decision rights) and the location of inventories in the system. For the cooperative shipping and allocation decision, we use the concept of core and develop sufficient conditions for the existence of the core. We develop conditions for the existence of a pure strategy Nash Equilibrium for the inventory decision. We show that there exists an allocation mechanism that achieves the first best solution for inventory deployment and allocation. We develop conditions under which the first best equilibrium will be unique. Finally, we develop criteria for the implementability of the solution concepts. The model can be easily generalized to include complicated ownership structures such as ``super agents'', partnerships, ``inventory speculators'', etc. It can also be applied to situations involving capacity allocations and product substitutions.


Study of Decentralized Distribution Systems: Part II - Applications

R. Anupindi, Y. Bassok and E. Zemel

*** Abstract ****

In Part I we developed a general framework for the analysis of decentralized distribution systems. Several key ideas illustrated in that paper include a (i) ``co-opetitive'' framework for the sequential decisions of inventory and allocation, (ii) the notion of {\em claims} that separate the ownership (with decision rights) and the location of inventories in the system, (iii) the existence of allocation mechanisms that achieve the first best solution, and (iv) meta-core as a criteria for the implementability of the solution concepts. The purpose of this paper is to explore, within the context of the general framework, the strategic role of some simple and intuitive allocation mechanisms in duopoly and oligopoly models. For the duopoly model, we develop sufficient conditions for the uniqueness of a pure strategy Nash Equilibrium and propose some simple allocation rules which exhibit unique Nash Equilibria. We then develop necessary and sufficient conditions under which a transfer pricing mechanism achieves first best. For a symmteric oligopoly model, we develop sufficient conditions for the existence of a unique Nash Equilibirum. Finally, for two specific oligopoly models (including the symmetric case) we show the existence of allocation policies that achieve the first best.